Compliance Updates: April 2025 In Review
Dec 2, 2021
As we entered the holiday season, regulatory changes as well as new rules handed down from investors slowed to a halt, leaving only some document updates to report in this month’s compliance roundup. These changes are outlined below.
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Document Changes
As always, our compliance experts were hard at work checking our library against any changes made by the states or regulators that require updates to our documents. The changes have been summarized below with links to the full descriptions of the updates.
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The preceding is for informational purposes only and is not and may not be construed as legal advice. No third-party entity may rely upon anything contained herein when making legal and/or other determinations regarding its practices, and such third party should consult with an attorney prior to embarking upon any specific course of action.